New Client Application Form

Second Party Supplement

Non-Registered SWP/AWD

Transfer Form for Non-Registered Accounts

Certificate of Foreign Intermediary … (W-8IMY Form)

Certificate of Foreign Status of Beneficial Owner (W-8BEN Form)

Corporate Account Supplement

Corporate Resolution for Opening Accounts

Corporate Resolution for Sole Signing Officers

Corporate Resolution for Sole Proprietorships

Corporate Resolution for Transferring Securities

New Client Application Form

Guarantee Form

Second Party Supplement

Sole Proprietorship (and Client is Not Incorporated)

Tax Treaty Form

Transfer Form for Non-Registered Accounts

Withholding Statement Form

(Articles of Incorporation)

Direct Transfer Of A Single Amount (Form T2151)

LIRA Addendum

LRSP Federal

Registered Plan Deregistration Letter

Registered Retirement Savings Plan

Transfer Form For Registered Accounts

LIF Federal

LRIF Addendum

RRIF Payment Change/Additional Payment Form

Registered Retirement Income Fund

Transfer Form For Registered Accounts

RESP API Request

RESP Payment Request
(EAP, PSE and Contribution Withdrawal)

RESP Transfer Request

Family/Single Beneficiary Plan

Learning Bond Application

Learning Bond Application (Parent/Guardian)

Declaration of Transmission(Required for Certificates)
Letter of Indemnity

Second (2nd) Party Account Supplement

• Original / Notarized Copy Of Acceptable Proof Of Death
• Original / Notarized Copy Of The Will
• Letter of Direction From The Beneficiaries
  (Registered Plan)
• Letter Of Direction From The Executor(s) (Non-Registered Plan)
• Original / Notarized Copy Of The Certificate Of Appointment Of Estate (Probate)

Treaty Statement (If Estate To Be Maintained)

Original letter of indemnification

• From Authorized Individual
• Original / Notarized Copy of Certificate of Appointment of an Estate Without a Will

OR

• Court granted Letters of Appointment

Second (2nd) Party Account Supplement

• Original/Notarized copy of acceptable proof of death
• Letter of direction from an authorized individual(s)

Treaty Statement (If Estate Is To Be Maintained)

Second (2nd) Party Account Supplement (For Trustee)

• KYC With Signature Verification

• Notarized copy of the trust agreement

• Trust account ownership supplement

• Treaty statement

Fee Based Client Agreement